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Facts and Fictions in the Securities Industry

By: Sam Vaknin

...ter (statute) of the firm and other incorporation documents. • Copies of licences granted to the firm. • A legal opinion regarding the above lice... ...en among hitherto skeptical economists in developing countries. In an interview he granted to Financialexpress.com in January 2007, Marti G Subrahm... ...y new presidential administration will bring with it a new Board. The major powers granted to the Board will effectively change the accounting prof... ... Well, now the SEC has a Congressional mandate. Federal courts are authorized to "grant any equitable relief that may be appropriate or necessary ... ...sons. But in Russia, and in other former socialist countries, they have often been granted "de jure" (legal) independence but not full "de facto" (... ...omer satisfaction deteriorate. This is mortal danger and it should be nipped in the bud. Frankly, I do not believe much in introducing rational sol...

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