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Science and technology in China


Science and technology in China

Building infrastructure has been a major task for Chinese engineering during the past decades. Above the 32.5 kilometres (20.2 mi) Donghai Bridge which connects mainland Shanghai and the offshore Yangshan Port which is one part of the Port of Shanghai which is the world's busiest container port.

Science and technology in China has in recent decades developed rapidly. The Chinese government has placed emphasis through funding, reform, and societal status on science and technology as a fundamental part of the socio-economic development of the country as well as for national prestige. China has made rapid advances in areas such as education, infrastructure, high-tech manufacturing, academic publishing, patents, and commercial applications and is now in some areas and by some measures a world leader. China is now increasingly targeting indigenous innovation and aims to reform remaining weaknesses.


  • History 1
  • Techno-nationalism 2
  • Gross Domestic Expenditures on Research and Development 3
  • Institutions 4
  • National programs 5
  • Economic and Technological Development Zones 6
  • Education and R&D personnel 7
  • Chinese diaspora 8
  • Industrial espionage 9
  • International cooperation 10
  • Technology transfer and R&D by multinational corporations 11
  • Innovation 12
  • Procurement 13
  • Intellectual property 14
  • Patents 15
  • Standards 16
  • Academic publishing 17
  • State owned enterprises 18
  • Corruption 19
  • Awards 20
  • Specific areas 21
    • Electronics and information technology 21.1
    • Supercomputing 21.2
    • Semiconductors 21.3
    • Machine tools 21.4
    • Robotics 21.5
    • Textiles 21.6
    • Mining and rare earth industry 21.7
    • Material science and nanotechnology 21.8
    • Chemicals 21.9
    • Agriculture 21.10
    • Fishing and aquaculture 21.11
    • Biotechnology and genetics 21.12
    • Pharmaceuticals and medical technology 21.13
    • Environmental issues 21.14
    • Power generation and transmission 21.15
    • Transportation 21.16
    • Trains 21.17
    • Motor vehicles 21.18
    • Commercial aircraft 21.19
    • Shipbuilding 21.20
    • Entertainment 21.21
    • Polar research 21.22
    • Deep sea exploration 21.23
    • Space science 21.24
    • Military technology 21.25
  • See also 22
  • References 23
  • External links 24


Diagram of a mariner's compass from the Ming Dynasty.
Handgun from the Yuan Dynasty.

China was a world leader in science and technology until the early years of the Qing Dynasty. Chinese discoveries and Chinese innovations such as papermaking, printing, the compass, and gunpowder (the Four Great Inventions) contributed to the economic development in Asia and Europe. Chinese activity started to decrease in the fourteenth century. Unlike in Europe scientists did not attempt to reduce observations of nature to mathematical laws and they did not form a scholarly community with criticisms and progressive research. There was an increasing concentration on literature, arts, and public administration while science and technology were seen as trivial or restricted to limited practical applications.[1] The causes of this Great Divergence continue to be debated. One factor is argued to be the imperial examination system which removed the incentives for Chinese intellectuals to learn mathematics or to conduct experimentation.[2]

After being defeated repeatedly by Western nations in the 19th century, Chinese reformers began promoting modern science and technology as part of the Cultural revolution, which sought to remove perceived "bourgeois" influences and attitudes, caused large negative effects and disruptions. Among other measures it saw the scientific community and formal education attacked, intellectuals were sent to do manual labor, universities and academic journals were closed, most research ceased, and for nearly a decade China trained no new scientists and engineers.[1]

After Mao Zedong's death, S&T was established as one of the Four Modernizations in 1976. The new leader Deng Xiaoping, and architect of the Chinese economic reform, was a strong promoter of S&T and reversed the policies of the Cultural revolution. The Soviet inspired system was then gradually reformed. Media began promoting the value of S&T, scientific thinking, and scientific achievement.[1] The third and fourth generations of leaders came almost exclusively from technical backgrounds.

The labor unions and the mass media, should actively promote respect for knowledge and human talents.[3]

During the last 30 years China concentrated on building physical infrastructure such as roads and ports. One policy during the last decade has been to ask for technology transfer in order for foreign companies to gain access to the Chinese market. China is now increasingly targeting indigenous innovation.[4]


China, as well as other Asian nations, sees science and technology as vital for achieving economic and political goals as well as national prestige. Lacking indigenous technological intellectual property and innovation are seen as key national problems. Premier Wen Jiabao in 2006 stated that "Without independent innovation China would be unable to claim an equal place in the world or achieve national honor".[5]

Despite the Chinese economic reforms, the Chinese state, as also is the case in several other Asian nations, continues to heavily direct both the public and the private economy and research by means such as national plans, regulations, taxes, and subsides. Developing and prioritized industries and research are protected and guided. There are systemic efforts to replace foreign technology and intellectual properties with indigenous. Foreign companies are given many incentives for technology transfer and for moving R&D to China. At the same time the technological abilities of the indigenous companies are supported in various ways. The importance of the nationalistic top-down governance as compared to the importance of other factors, such as the economic liberalization, for the rapid progress of Chinese S&T is uncertain. There is a potential for conflict and opposing, foreign nationalistic policies if problems for foreign companies and nations are blamed on Chinese economic and scientific advances and Chinese nationalistic policies.[5]

Nationalism and nationalistic achievements have been seen as becoming the main ideological justifications and societal glue for the regime as Marxism loses influence. Some science and technology mega-projects has been seen as questionable trophy projects done for propaganda purposes with Chinese state-controlled media being filled with reports of Chinese achievements.[6][7]

Gross Domestic Expenditures on Research and Development

Between 2000 and 2008 Gross Domestic Expenditures on Research and Development (GERD) rose by an average of 22.8% annually which increased the share of GERD to GDP from 0.9% to 1.54%. China aims to increase this to 2.5% by 2020. In 2008 82.76% went to experimental development, 12.46% to applied research, and 4.78% to basic research. Business enterprises contributed 59.95% of GERD in 2000 and 73.26% in 2008. Spending by enterprises is predominantly on experimental development.[8] China aims to increase basic research's share to 15% by 2020.[4]

The research firm Battelle estimates that China's R&D expenditures will exceed that of the United States in 2023.[9]



  • Ministry of Science and Technology
  • China Association for Science and Technology (CAST)
  • Science & Technology Links
  • SciTech: Popular Science in China China Radio International
  • Chinese Science and the 'Nobel Prize Complex' by Cong Cao
  • In Memoriam: Dr. Joseph Needham, 1900–1995 Erik Zürcher, International Institute for Asian Studies (IIAS) Newsletter
  • 1995 CCP Central Committee and State Council "Decision on Accelerating S&T Development"

External links

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  61. ^ P.J. Huffstutter and Niu Shuping, Insight: U.S. barnyards help China super-size food production, April 19, 2012, Chicago Tribure,,0,5334830.story?page=1
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  63. ^ National Aquaculture Sector Overview: China FAO, Rome.
  64. ^ CAFS research achievement CAFS.
  65. ^ Lone Frank, High-Quality DNA, Apr 24, 2011, The Daily Beast,
  66. ^ Stem cells in China Wild East or scientific feast?, Jan 14th 2010, The Economist,
  67. ^ China attempts to halt unproven stem cell therapies, 18:45 11 January 2012, New Scientist,
  68. ^ McMahon, D. S.; Thorsteinsdóttir, H.; Singer, P. A.; Daar, A. S. (2010). "Cultivating regenerative medicine innovation in China". Regenerative Medicine 5 (1): 35–44.  
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  70. ^ V. Phani Kumar, In China drug industry, reward may outweigh risk, January 14, 2011, Marketwatch,
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  73. ^ Laurie Burkit, Beijing Authorities Confiscate Fake Drugs, November 2, 2011, Wall Street Journal,
  74. ^ Helen Zhang and Norbert Sparrow, Frugal healing Inexpensive Asian innovation will transform the market for medical devices, Jan 20th 2011, The Economist,
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  79. ^ JAMES FALLOWS, Dirty Coal, Clean Future, DECEMBER 2010 ATLANTIC MAGAZINE,
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  102. ^ The artist's impression shows the basic configuration of the CSS without docked craft and crew airlock module. It is based on a mid-2000s illustration from the website of the China Manned Space Engineering (CMSE) agency:
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See also

15-28% of governmental R&D expenditures may go to military research according to some unofficial estimates. The Chinese defense sector remains almost completely state owned but military equipment production has been reorganized into corporate bodies allowing limited competition and the defense patent system has been reformed to allow greater rewards to innovative enterprises and individuals. The organizational structure has shed civilian applications while at the same time cooperation with the civilian sector has increased and state supported civilian research sometimes have dual use applications.[11] Chinese jet engines remains a problematic area that has caused concern at the highest levels with China still being largely dependent on imports from foreign manufacturers. One possible explanation is a continued Soviet style fragmentation of the research and production line into many isolated units having little contact with one another causing problems with overall standardization, integration, and quality control. More problems from this may be duplication of efforts, dispersal of efforts, and unproductive competition over patronage causing problems such as dishonest reporting of problems. High precision jet engines may be particularly sensitive to accumulated quality problems.[114]

One example of new Chinese military technology is the DF-21D anti-ship ballistic missile which reportedly has contributed to a quick and major change in US naval strategy.[108] China is developing anti-satellite weapons and plans to make the navigational Beidou system global by 2020.[109] Other new technologies include Chinese anti ballistic missile developments, the Chengdu J-20 fifth-generation jet fighter, and possibly electromagnetic pulse weapons.[110][111] Chinese reconnaissance satellites are, according to a 2011 report, almost equal to those of the United States in some areas in which China had almost no capability a decade earlier.[112] Despite increased defense spending, China's share of the world's import of arms is rapidly falling, in part reflecting the increased abilities of the indigenous military production.[113] China is also developing power projection military capabilities such as through the Chinese aircraft carrier programme and the Type 071 amphibious transport dock.

Military technology

The Five hundred meter Aperture Spherical Telescope to be completed in 2016 will be the world's largest radio telescope.[107]

China plans to launch 5 commercial satellites for foreign customers in 2012 and aims to capture 15% of the commercial launch market and 10% of the satellite export market by 2015. In 2011 China launched a total of 19 rockets which was the second most after Russia.[106]

The Chinese space program is a major source of national pride.[103] In 1970 the first Chinese satellite, Dong Fang Hong I, was launched. In 2003 China become the third country to independently send humans into space with Yang Liwei's spaceflight aboard Shenzhou 5. In 2008 China conducted a spacewalk with the Shenzhou 7 mission. In 2011 Tiangong-1 was launched which was the first step towards a Chinese space station around 2020. The active Chinese Lunar Exploration Program includes a lunar rover in 2013 and possibly a manned lunar landing in the 2020s. Experience gained from the lunar program will be used for future programs such as exploration of Mars and Venus.[104][105]

Artist's impression of the Chinese space station, c. 2005.[102]

Space science

China is developing its deep sea exploration capabilities, such as by the Jiaolong submersible, with an eye to future applications such as deep sea mining.[101]

Deep sea exploration

The Arctic and Antarctic. Polar research by China, in particular in Antarctica, has been growing rapidly with China now having three Antarctic research stations and one in the Arctic on Svalbard.[99][100]

Polar research

The China Research Institute of Film Science & Technology and the China Film Group Corporation developed and in 2012 put into commercial use the DMAX motion picture film format as well as associated technologies. It has been described as a competitor to IMAX and as laying the foundation for Chinese film projection technology using indigenous Chinese technology and intellectual property.[98]

The Chinese animation industry and access to the latest technology, such as 3D computer-generated imagery technology, is actively supported by the Chinese government and included in the latest national planning. In part this may be because of a desire to increase Chinese soft power. The same technology as in Hollywood is available and much postproduction is outsourced to China. Successful indigenous artistic creativity is seen as a problem and may be restricted by factors such as production being aimed at getting government patronage rather than public approval, censorship, and some story lines based on Chinese culture not appealing to foreign audiences.[94] DreamWorks Animation, in a joint venture with Chinese companies, will set up a studio in Shanghai that may eventually get bigger than DreamWorks HQ, in part to avoid to quota restrictions on foreign films with China within a decade having been predicted to become the world's biggest cinema and entertainment market.[95][96] Disney has also entered into a partnership in order to help develop the Chinese animation industry.[97]


In 2009-2010 China become the world's largest shipbuilder but South Korea regained the top position in 2011 in part due to more advanced technology. China is developing its technological abilities and competition is expected to increase.[92][93]


The state owned Comac aerospace manufacturer aims to reduce Chinese dependency on foreign companies for large passenger aircraft.[90] The future C919 aims to be completely made in China.[91]

A model of the future C919.

Commercial aircraft

The automotive industry in China is the world's largest producer of motor vehicles.[87] However, China's indigenous car companies have had difficulties on the global market and the growing electric vehicle market has been seen as way to remedy this. China in 2010 proposed controversial legislation requiring foreign electric vehicle producers to form minority joint-ventures and share technologies with Chinese carmakers in order to get market access.[88] A 2011 report financed by the World Bank stated that China was becoming the world leader on electric vehicles.[89]

Motor vehicles

BBC wrote in a 2011 article on high-speed rail in China that China in 2005 had no high-speed railways. In 2010 it had more than Europe and in 2012 China was expected to have more than the rest of the world combined. China demanded that foreign companies wanting to participate had to share their technology. 10,000 Chinese engineers and academics then in three years produced a faster Chinese high-speed train. China is now exporting it to other nations.[25] The high-speed rail network has been criticized as a questionable state megaproject aimed at increasing national pride and growth but having had problems such as corruption, construction quality, safety, low utilization due to high ticket prices, and high costs.[86]

Chinese designed CRH380A.


Transportation infrastructure continues to be rapidly developed. The National Trunk Highway System was in 2011 estimated to surpass the US interstate system in length.[85] Many Chinese cites have or are planning to build metros or other forms of rapid transit.


China in 2012 intended to spend $100 billion on smart grid technology during the next five years, to install 300 million smart meters before 2016, and to become the world leader on electric power transmission.[84] Ultra high voltage electricity transmission in China is being introduced order to reduce transmission losses.

Coal is predicted to remain the most important power source in the near future and China has been seen as the world leader in clean coal technology.[79][80][81] In 2009 China become the world's largest investor in renewable energy technologies.[82] Nuclear power is planned to be rapidly expanded with China wanting to maximize self-reliance in nuclear reactor technology manufacturing and design although international cooperation and technology transfer are also encouraged. Advanced pressurized water reactors such as the CPR-1000 and the AP1000 are the mainstream technology in the near future. Later very high temperature reactors, such as pebble bed reactors, are a priority. By mid-century fast neutron reactors are seen as the main technology.[83]

As China rapidly industrializes power consumption and power generation are also increasing as well as research on these issues.

Power generation and transmission

Rapid industrialization has been accompanied by many environmental problems and rising pollution in China. One part of the Chinese response involves advanced technology such as the world's largest high-speed rail network and high fuel efficiency requirements for vehicles.[75] China is rapidly expanding its wastewater treatment systems and power plant emission reduction systems.[76][77] Due to the Chinese water crisis, as well as for future exports, China is building up its desalination technological abilities and plans to create an indigenous industry. Some cities have introduced extensive water conservation and recycling programs and technologies.[78]

Environmental issues

A 2011 report by PwC stated that a decade earlier China barely had any presence in the medical technology industry but its abilities had been rapidly growing. China could well become more important than Europe by 2020.[74]

Merrill Lynch predicted in 2011 that China would become the world's second largest pharmaceutical market in 2013 and the largest in 2020.[70] The chief executive of Hoffmann-La Roche in 2012 stated a few years ago many Chinese life sciences scientists had to leave China but that many were now returning to conditions often better than in the West regarding laboratories, funding, and political support for the industry.[71] Counterfeit drugs have caused a number of scandals as well as being a problem for drug development and authorities have increased regulations and enforcement.[72][73]

The malaria drug artemisinin was developed by Chinese scientists from traditional Chinese herbology which is part of traditional Chinese medicine.

Pharmaceuticals and medical technology

China in 2011 stated that biotechnology (including biopharmacy, bio-engineering, bio-agriculture and biomanufacturing) was a major priority for science and technology spending. Biotechnology will be used to enhance economic development as well as for improving Chinese environmental protection, nutrition, healthcare, and medicine. The Chinese governments expects biotechnology to add 1 million jobs during the 2011-2015 period.[69]

Stem cell research and stem cell treatments are less controversial in Chinese culture which have supported Chinese research as well medical tourism to China in order to receive experimental and often unproven therapies. In 2012 a regulatory crackdown was instituted which may increase the ability of the Chinese industry to get approval for sales of future therapies to other nations.[66][67] More generally, China aims and has made progress towards becoming a world leader in regenerative medicine which also includes areas such as tissue engineering and gene therapy.[68]

Monitor Group in a 2010 report predicted that China within a decade will become the world leader in discovery and innovation in life sciences. Some research is seen as less controversial in China than elsewhere such as research regarding the genetic causes of intelligence. BGI, formerly Beijing Genomics Institute, has been described as having the world's largest DNA sequencing facilities.[65]

Biotechnology and genetics

In 2008 the fishing industry in China accounted for 34% of the global output. Aquaculture in China had more than twice the output of capture fishing and contributed 62.3% of the global aquaculture output.[62] The rapid growth of aquaculture is in part due to Chinese research such as regarding the artificial breeding of carps.[63][64]

The common carp (Cyprinus carpio).

Fishing and aquaculture

There is a lack of arable land and water which means only new technology can increase the output of Chinese agriculture. Former President Jiang Zemin's has therefore called for a "new revolution in agricultural science and technology."[59] Restrictions and regulations concerning genetically modified foods have been introduced or proposed after widespread public concern.[60] China has been buying millions of foreign breeder animal as well as large amount of foreign semen and livestock embryos in order to rapidly improve the genetics of Chinese livestock.[61] More advanced agricultural methods such as increasing use of pesticides has contributed to concerns regarding the Food safety in China.


KPMG in 2010 predicted that the Chinese chemical industry will become world's largest producer by 2015. The Chinese government aims to make China self-sufficient regarding petrochemicals and plastics with the exception of the raw feedstock of oil and gas. The Chinese industry is increasing R&D in order to create higher value products using more advanced technology.[57] Another development is increasing focus on environmental concerns and renewable energy technology.[58]

Jinling oil refinery in Nanjing.


A 2012 study found that China's share of academic papers on nanotechnology had increased from less than 10% in 2000 to nearly a quarter in 2009 and had overtaken the United States for the first position. However, China was less influential in the top three journal and regarding citations. China was increasing its share in influential journals. China was on second place regarding received patents. National standards and oversight bodies had been created.[56]

Material science and nanotechnology

Finding rare earth elements is only the first and some argue the easiest step. Other steps towards manufacturing such as refining is controlled by China and Japan with the previously dominant United States having lost all of its producers and much of its fundamental technological ability with the number of scientists and engineers in the area declining dramatically.[55]

Advisory firm The Beijing Axis director Lilian Luca in 2010 stated that China was becoming a world leader in mining technology. Technological solutions were initially concentrated on achieving massive low-cost production but increasing emphasis has been placed on environmental and safety issues in part reflecting greater concern in China with environmental issues. China was already a world leader in certain areas such as rare earth elements.[54] China has imposed export quotas on rare earth elements, 95% of which are mined in China, citing environmental issues, but has been accused of wanting to force high-tech industry using rare earth elements to move to China.

Mining and rare earth industry

China in 2012 produced more than one third of the developed world's apparel import but the share has been decreasing in recent years as low-technology and labor-intensive production has been moving to regions like Southeast Asia and Eastern Europe.[52][53]


In some regions, such as the Pearl River Delta, manufacturers have problems with labor shortages, raising wages, and higher expectations regarding work from more highly educated young people. This has increased the demand for industrial robots. In 2014 China is predicted to be ranked fifth regarding the total number of robots installed and to be ranked first regarding the number of new robots installed.[51]


Development of advanced machine tools, such as computer numerical control machine tools, are seen as a priority and supported by the Chinese government. China is the world's leading producer and consumer of machine tools.[49] A 2010 US government report stated that US export controls of advanced five axis machine tools were ineffectual due to the technical capabilities of Chinese and Taiwanese manufacturers.[50]

Machine tools

China's semiconductor industry has despite extensive governmental support had many problems in areas such as innovative new designs. This may be due to factors such as poorly guided state and local government support for soon outdated technologies and geographically scattered efforts, lacking engineering education, and poor protection of intellectual property. This may change by factors such a new emphasis on market mechanisms rather than direct support, concentration of efforts, return of Chinese who have studied abroad, increased pressure on foreign companies to transfer technology, indigenous Chinese technological standards, and increased demands for indigenous technology in the local market.[12][47][48]


Supercomputing in China has expanded rapidly. Supercomputing affects the possibility to do cutting edge research in many areas such as design of pharmaceuticals, cryptanalysis, natural resource exploration, climate models, and military technology. In 2011 China had 74 of the 500 biggest supercomputers while a decade earlier it had none. China is developing the capacity to manufacture the components domestically and plans to be the first to build an exascale supercomputer. China may also be planning to create much more powerful large-scale distributed supercomputing by connecting its supercomputer centers together.[44] Tianhe-1 was for a period in 2010-2011 the world's fastest supercomputer.[45] In June 2013, Tianhe-2, the successor to Tianhe-1, retook the crown again.[46]


In 2012 China surpassed one billion mobile phone accounts although the number of users is likely smaller since the same person may be using multiple accounts. 100 million accounts had been added since the previous year. The number of 3G accounts nearly doubled to 144 million. The number of fixed line subscriptions declined to 284 million.[43]

According to the China Internet Network Information Center there were 505 million Internet users in November 2011. 37.7% of the population were internet users. The number of microblog users had increased by more than 100 million during the past six months to more than 300 million.[40] In 2011 23% of the world's internet users were Chinese which was more than twice the share of any other nation.[41] China in 2012 aimed to double its e-commerce market by 2015 and become the world's largest.[42]

In 2009 China manufactured 48.3% of the world's televisions, 49.9% of mobile phones, 60.9% of personal computers, and 75% of LCD monitors. Indigenously made electronic components have become an important source of recent growth. The Chinese software industry in 2010 had a higher than 15% share of the world's software and information service market and had been growing by an average 36% each year during the previous decade. Chinese IT companies have been moving away from narrow downstream services and products to having a full range. China, with the active support of the Chinese government, is a leading pioneer in Internet of Things technology.[39]

Electronics and information technology

Value in dollars of high-tech exports by country in 2009. The value of Chinese high-tech exports was more than twice that of any other nation.

Specific areas

The State Science and Technology Prizes, including the State Preeminent Science and Technology Award, are the highest honor in People's Republic of China in science and technology, in order to recognize citizens and organizations who have made remarkable contributions to scientific and technological progress, and to promote the development of science and technology.


Concerned about corruption in Chinese science,[37] some Chinese scientists, including Professor Liu Ming 刘明 of Zhejiang University in his 2005 book Critique of the Academic Evaluation System 学术评价制度批判, argue that interference from government officials and university bureaucrats makes peer review far less effective in China than it could be. The time scientists spend cultivating politically influential people is lost to scientific research. Liu argues that the command economy mentality of measuring everything by the numbers combined with pervasive political interference results in a great waste of money, human talent as well as considerable corruption in Chinese science.[38] A 2008 investigation into a certification for high-tech enterprises allowing large tax breaks and other advantages found that more than 70% of the enterprises had gained this under questionable circumstances and an investigation of a sample found that 73% did not pass the requirements.[11]


Chinese state owned enterprises are owned by a variety of actors such as local governments and governmental agencies. They may benefit from advantages not available for smaller, more innovative firms which have been seen as problematic. In 2010 state owned enterprises won many biddings for renewable energy projects since they did not have worry about paying off investments for several decades and could ignore risks and costs. The owners may attempt to protect their enterprises from competition by regulations or otherwise use their influence in an unfair manner which may stifle more innovative, private competitors. Private enterprises surpassed stated owned enterprises during the 2002-2007 period regarding rapidity of increase of research spending, patent applications, and R&D laboratories. The number of research scientists and engineers increased rapidly in private enterprises while they declined in state owned enterprises.[11]

State owned enterprises

There are 8,000 journals and 4,600 in scientific fields. Almost all Chinese science organisations publish their own journal. The government owns or supports most journals with only a small number being privately owned. The "publish or perish" system has been argued to contribute to many low quality journals and articles that are infrequently cited and also to plagiarism and fraud. The Chinese government has put into place stricter regulations, punished or terminated some journals, and aims increase quality control and peer evaluation of journals as well as to create five to ten large publishing groups.[35] As part of the reforms, in 2012 the China Association for Science and Technology, which oversees 1,050 journals, in a declaration listed various forms of misconduct, plagiarism, and fraud and as well, the penalties for perpetrating them such as written warnings, blacklisting, contacting the researcher's home institution or funding agencies, or public disclosure. It has also been seen as important by increasing pressure on other journals and by informing editors who may not know that some actions such as favoring researchers based on personal relations are unacceptable. China also plans to give substantial financial incentives to top journals based on factors such as their Chinese and international impact factor. It has been questioned if this will have an effect on the many poor quality journals who in return for money help researchers fill their institutional requirements for published papers.[36]

Science-Metrix, a Canadian data-analysis company, predicted that in 2010 China would publish as many natural sciences and engineering peer-reviewed papers as the United States. In 2015 China is predicted to publish as many papers as the US across all fields. In 2030 China is predicted to surpass the US in life and social sciences.[34]

Articles published in China related to basic medial science and clinical research and indexed by PubMed increased on average by 31.2% and 22% each year between 2000 and 2009. Randomized clinical trial were about 1/3 of clinical research articles. However, in 2009 this still represented only 1.5% of worldwide clinical research articles and 1.7% of worldwide randomized clinical trials. Clinical research education for medical students and the involvement and the supporting environment for medical doctors regarding clinical research have shortcomings.[33]

A 2009 study of Chinese social science studies in the Social Sciences Citation Index found a slow increase until 1999. The 1999-2007 period saw a very rapid increase. However, in 2007 China still only contributed 1.39% of the studies and mainland China only surpassed Hong Kong in 2006. Economics & business had larger share than social, political & communication science and psychology. The low share of social sciences compared to natural sciences may reflect that this is a common pattern in Asian nations, that Chinese social scientists publish in national journals not included in the Index and have less career incitements regarding publishing in international journals, and that state ideology and control is more important for social sciences than natural sciences. In China natural sciences are administered by the Ministry of Science and Technology while social sciences are administered by the National Planning Office of Philosophy and Social Sciences which may hinder inter-disciplinary collaboration.[32]

The Royal Society in a 2011 report on academic publishing stated that in share of English scientific research papers the United States was first followed by China, the UK, Germany, Japan, France, and Canada. The report predicted that China would overtake the United States some time before 2020, possibly as early as 2013. China's scientific impact, as measured by other scientists citing the published papers the next year, is smaller although also increasing.[30] An analysis of ISI Web of Knowledge data found that China had increased its share of the 1% of most highly cited science articles from 1.85% in 2001 to 11.3% in 2011. By 2014 China could surpass Germany and the UK and be ranked second after the United States. The share of the United States declined from 64.3% to 50.7% during the same ten-year period.[31]

Academic publishing

To encourage innovation and avoid foreign intellectual property China has been developing indigenous technical standards. One example is the TD-SCDMA 3G standard. Critics have seen it as costly and delaying 3G introduction while supporters argue that it has increased technical abilities and experience which has increased Chinese competitiveness regarding 4G.[11] Time-Division Long-Term Evolution is being implemented as China's indigenous 4G standard.


The relative proportion of granted patents is lower with China being behind Japan and the United States when measuring the number of granted patents at the patent offices of the US, Japan, the EU, South Korea, and China (who together administer about 75% of the world's patents). However, China is now granted about twice as many patents as South Korea or the EU while five years ago China was granted about the same amount as each of these regions.[9]

China in 2011 became the nation with highest amount of filled patent applications. However, this reflects in part that the government gives companies incentives for filing patent applications regardless of if eventually granted. The percentage of patents applications in China filed by Chinese companies rose from less than 52% in 2006 to nearly 73% in 2010. World Intellectual Property Office data shows that Chinese companies have also become more important regarding patents overseas with Chinese companies now being on place two and four regarding number of patent applications filed by individual companies. China aims to transform the economy from "Made in China" to "Designed in China" and from contract manufacturing to having brand name companies with resulting improved profit margins.[29]


China has been accused of not protecting foreign intellectual property and tacitly allowing such technologies to be copied and claimed to be Chinese intellectual property.[26]

Effective protection of intellectual property has been seen as weak. There has been an increasing recognition of that this discourages indigenous innovation and efforts has been made to strengthen the system.[11]

Intellectual property

The central Chinese government, a large buyer of high-tech products, in 2009 proposed controversial policies demanding that companies selling to it promote Chinese innovation and that the products sold are free of foreign intellectual property.[26] The most controversial parts were later withdrawn but local Chinese governments continue to use procurement to encourage indigenous innovation.[11]


It has also been argued that China is the world leader in making small, innovative improvements to existing designs. One example is continual improvements to the design of power supplies making them gradually smaller, less expensive, and more energy efficient. This may not create completely new products or create headlines but may be more important for creating employment.[27][28]

China in a 2006 report outlined policies for improving innovation. They include 20 large megaprojects in areas such as nanotechnology, high-end generic microchips, aircraft, biotechnology, and new drugs. This is combined with a more bottom-up approach on a Silicon Valley model consisting of small start-ups, venture capital, and cooperation between industry and universities.[26]

A 2005 report found serious shortcomings to China’s national innovation system. There were problems with services to help turn S&T work into results and the allocation of national funding to support S&T was far from optimal. Sometimes researchers became short-sighted if they get too close to the market. Another serious problem was that companies facing severe competition looked first to purchase foreign technology rather than investing in developing technology and technology development capacity at home in China. Many of the patent applications came from medium sized enterprises (70%) since small enterprises invest little in research.[24] China's hierarchical, top-down society where authority is greatly respected and feared has been argued to stifle creative debate.[25]


China has increasingly encouraged multinational corporations to create R&D centers in China. Chinese critics have argued that foreign owned R&D mainly benefits foreign companies and removes many talented Chinese researchers from indigenous companies and institutions. Chinese supporters have argued that the foreign R&D serves as a role model and encouragement for indigenous companies and creates skilled communities from which labor and knowledge can easily flow to indigenous companies. In 2010 there were 1,200 such R&D centers and 400 out the Fortune 500 corporations had created such R&D centers. Corporations have argued that this is a necessity in order to adapt products for the local requirements of the Chinese market as well as it being essential for maintaining global competitiveness to make use the many available Chinese engineers and scientists. China is now ranked first when multinational corporations are asked in which nation future R&D centers are most likely to be located.[11]

[11] In the early 1980s foreign companies began transferring technology by licensing agreements and sales of equipment. Later in the 1980s many

Technology transfer and R&D by multinational corporations

[23] The

International cooperation

One of the objectives of Chinese intelligence activity abroad is alleged to be industrial espionage as well gaining military technology. Also private companies have been accused of espionage. Intelligence agencies suspect that thousands of Western companies may have been affected by data breaches that can be traced back to China.[22]

Industrial espionage

Overseas Chinese, as is the case for other diasporas and their homelands, have contributed significantly to China's development. They have been seen as an important channel for bringing trade, investment, and modern technology to China by both commercial activities and public non-profit cooperation.[21]

Chinese diaspora

2.25 million students have studied abroad since 1978. 340,000 were studying abroad in 2011 which was an increase by 20% over the previous year. In total 818,400 have returned to China with this occurring in particular in recent years. 186,200 returned to China in 2011 which was an increase by 38% over the previous year. China offers several benefits for high-achieving foreign educated Chinese who return to China. Students are now also returning because increased job opportunities unlike previously when many stayed abroad due lack of jobs in China.[18] A 2009 study found that only 10% of Chinese students plan to stay in the United States due to visa restrictions, fear of lack of job opportunities, and belief that US growth will lag behind average world growth rates. 52% believed that the best job opportunities were in China which was in marked contrast with earlier surveys. 74% felt that the best days of China's economy was coming. 68% intended to start businesses.[19] When they return, foreign educated students often provide crucial science and technology knowledge, management skills, and innovation abilities for scientific research and industry. The senior management in high-tech companies are often foreign educated.[20]

Eight out of nine members of the Politburo Standing Committee of the Communist Party of China have engineering degrees.[4]

Chinese universities contribute an unusually large share of patents. The universities receive about half of R&D money from private enterprises.[4]

The C9 League, pitched as China's Ivy League, is an alliance of nine elite Chinese universities which receive a high amount of national research funding and produce a large share of national research output.

China has become of the world's biggest sources for research and development personnel. Between 2000 and 2008, the number of engineers and scientists more than doubled to 1.59 million. Relative to population size this is still low compared to major developed nations like the United States and Japan but the gap is rapidly closing.[8] The number of doctorate awards in science and engineering have increased tenfold since the early 1990s.[16] The number of students in general at universities increased from 1 million to 5.4 million during the 1998-2007 period.[4] In 2009 alone, China produced over 10,000 Ph.D. engineering graduates, and as many as 500,000 BSc graduates in engineering, mathematics, information technology, and computer science – more than any other country.[17]

In the first participation of Chinese student in an international student assessment test, the 2009 Programme for International Student Assessment, 15-years-old students from Shanghai ranked first in all of the three categories: mathematics, science, and reading. The Chinese students scored particularly well compared to other nations in mathematics. One explanation for the Chinese results may be a culture emphasizing education and competitive examinations and more time spent studying in part due to less participation in activities such as sports. Teaching have become a higher status occupation. Also, industrialized Shanghai which has done important educational reforms may not be representative for the rest of China. While there was no evidence of cheating or technical problems with the testing, Shanghai which attracts many immigrants from the rest of China may have allowed particularly good students to study in the city and the students may have been told that the test was important for China's image. The OECD director of the testing, Andreas Schleicher, said that the results were expected to produce astonishment and had been examined for accuracy by international experts after the OECD received the Shanghai scores. He also said that the results "refute the commonly held hypothesis that China just produces rote learning" and "Large fractions of these students demonstrate their ability to extrapolate from what they know and apply their knowledge very creatively in novel situations".[15]

Programme for International Student Assessment
2009 results for the top 10 nations[14]
Rank Maths Sciences Reading
1. Shanghai, China 600 Shanghai, China 575 Shanghai, China 556
2.  Singapore 562  Finland 554  South Korea 539
3.  Hong Kong, China 555  Hong Kong, China 549  Finland 536
4.  South Korea 546  Singapore 542  Hong Kong, China 533
5.  Taiwan 543  Japan 539  Singapore 526
6.  Finland 541  South Korea 538  Canada 524
7.  Liechtenstein 536  New Zealand 532  New Zealand 521
8.  Switzerland 534  Canada 529  Japan 520
9.  Japan 529  Estonia 528  Australia 515
10.  Canada 527  Australia 527  Netherlands 508

Education and R&D personnel

Based on the success of the Special Economic Zones of the People's Republic of China, China has created Economic and Technological Development Zones. They have the purposes of building up high-tech industries, attracting foreign investment, increasing exports, and improve the regional economy. They are considered to have been very successful and have been expanded from an initial fourteen to fifty-four.[13]

Economic and Technological Development Zones

The major national programs receive 15-20% of government R&D spending. They fund research, after a stated competitive proposal procedure, in universities, institutes, and enterprise. Important project may receive funding from several programs. The programs are argued to have had a large effect but have also been involved in scandals, corruption, fraud, accused of producing derivative works with few innovations, and claimed to ignore merit in selecting projects in favor of cronyism. China is trying to improve the efficiency by measures such as more peer-review and evaluations.[11]

  • Key Technologies Program (renamed in 2006 as "zhicheng" or Support)
  • National High Technology Program (863 Program)
  • National Basic Research Program (973 Program)
  • Spark Program - Rural technology
  • Torch Program - New technology commercialization by creating special hi-tech zones and incubators
  • Key Laboratories Program
  • Engineering Research Centers
  • State Key and New Product Program
  • Innovation Fund for Small and Medium-Sized Enterprises
  • Special Technology Development Project for Research Institutes
  • Action Plan for Promoting Trade by Science and Technology
  • National New Products Program
  • Agricultural S&T Transfer Fund

China's national R&D programs include:[11]

National programs

Local governments have become increasingly important in R&D funding and may now contribute up to half of government spending. Intense rivalry for research and high-tech industry has been argued to sometimes create wasteful subsidized overcapacity, dispersal of efforts better centralized in a few localities, and poorly judged bureaucratic subsidizing of technologies that soon become out-dated.[11][12]

Research is carried out by governmental research institutes, in higher learning institutions, and by private enterprises.[11]

The national scientific and academic organizations affiliated to the China Association for Science and Technology are also important forces in scientific and technological research.

The People's Liberation Army General Armaments Department directs military R&D.

The National Natural Science Foundation of China (NSFC) gives grants to individual researchers after peer-review.[11]

The Chinese Academy of Engineering (CAE) gives important advice but unlike the CAS does not have research institutes of its own.[10] The Chinese Academy of Social Sciences (CASS) has a similar role to CAS for social sciences and philosophy. There are also many more narrow academies such as the Chinese Academy of Fishery Sciences.

The National Planning Office of Philosophy and Social Sciences directs planning for social sciences and philosophy.

The Ministry of Science and Technology of the People's Republic of China, formerly the State Science and Technology Commission, is the body primarily responsible for science and technology strategy and policy. It also administers national research programs, S&T development zones, and international cooperation. The Ministry of Education of the People's Republic of China oversees education as well as research institutes at universities. Several other ministries such as the Ministry of Industry and Information Technology of the People's Republic of China, the Ministry of Health of the People's Republic of China, and the Ministry of Agriculture of the People's Republic of China are also involved in S&T.[10]


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